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Testimonials

  • "Dear Harrison,
    I knew you were great and all you have done for me over the years but I can't thank you enough to recommend Steve to work for me on my tickets. I truly appreciate it. He was wonderful and saved me."

    Results may vary depending on your particular facts and legal circumstances.


    Laura Herson
  • "Dear Steve, 
    Just had to send this card to say 'Happy Thanksgiving'.  You gave my family and I so much to be grateful for this year, we would have been in such a mess without your services!! Once again, to you and your staff.... Thanks!!"

    Results may vary depending on your particular facts and legal circumstances.


    Pat N.
  • "Dear Harrison,
    Thank you so much for all your hard work and dedication to my case.....
    Thank you,"

    Results may vary depending on your particular facts and legal circumstances.


    Jackie T.
  • "Dear Harrison,
    ....I would like to thank you... especially for the way you have helped me pass this difficult period of my life...."

    Results may vary depending on your particular facts and legal circumstances.


    Christine S.
  • "Dear Harrison, Darlene & Connie,
    We would like you to know we are so pleased with the outcome of the case.  We'd like to thank you for the excellent & thorough job you did for us. You've all been delightful to work with & we will recommend you highly!"

    Results may vary depending on your particular facts and legal circumstances.


    Dennis and Ellen H.
    

CONTACT

Contact Us Location Map

 

Gordon and Gordon, P.C.
Attorneys-At-Law
505 Morris Avenue
Springfield, NJ 07081
(973) 467-2400

To contact us
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Practice Areas

     

 Stockbroker / Financial Advisor Misconduct
  

Free Consultation and no attorney fees unless you receive money damages

  
Gordon & Gordon represents investors in arbitration proceedings who have suffered losses to their investment/retirement nest eggs after their financial advisors failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions or used high-pressure tactics to make a sale. In many instances, Gordon & Gordon through FINRA arbitration, assist our clients recover lost money, securities and other damages resulting from their brokers’ misconduct.

If you believe you have been victimized by financial fraud, misrepresentation or any other illegal misconduct from an individual or firm handling your investments, call Gordon & Gordon at (973) 467-2400 to schedule a free consultation to discuss your case and how we can assist you through the FINRA arbitration and mediation process. Or e-mail Harrison Gordon at hgordon@lawgordon.com

Unsuitability: A financial advisor has a duty to know a client’s appetite for risk and to only make investment recommendations that are suitable for the level of risk the client is willing to accept. If a financial advisor recommends that a client invest in a stock, bond, mutual fund or other financial product that does not conform to the client’s level of risk tolerance, the client may be able to seek legal recourse through a FINRA arbitration.

Breach of Contract: When you open an account with a financial services firm, the investment advisor will most likely require you to sign a customer agreement outlining the legal obligations between you and your broker. If your broker violates the terms of this agreement, our attorneys may be able to help you obtain compensation for any damages that occurred as a result of the breach of contract.

 

Breach of Fiduciary Duty: Breach of fiduciary duty claims arise when a broker or registered investment advisor violates a client’s trust and confidence. Financial advisors have a duty to put their clients’ best interests before their own financial interests. If your broker has violated this duty, our investment fraud attorneys may be able to help you recover compensation for your losses.

 

Broker Fraud



Churning: Happens when a broker makes excessive and unnecessary trades in order to generate extra commissions or fees.

Failure to Disclose Risk

Failure To Diversify

Failure to Execute a Transaction

Failure to Supervise:  A brokerage/investment firm has a duty to properly supervise its brokers. If you suffered losses because of your brokerage firm’s failure to properly supervise its staff you may have a claim.

High Pressure Sales Tactics

Misrepresentations, Omissions and 

Negligence: If your broker or financial advisor failed to comply with industry standards or failed to act how a reasonably prudent investment advisor would have acted under similar circumstances, our attorneys may be able to help you file a negligence claim.

Negligent Retirement Advice

Unauthorized Trading: Unauthorized trading occurs when a financial advisor makes a trade in a client’s account without first obtaining the client’s permission or consent. 

Undisclosed Conflicts of Interest

If you believe that your broker or financial institution has engaged in any of the above activities please contact us today so we can discuss your claim.

On FINRA matters, Gordon & Gordon works on a contingency-fee basis, which means we will only receive a fee if we are successful in obtaining compensation for your financial losses.

If you have suffered losses due to broker/financial advisor misconduct, please contact us for a free consultation.  We are just 18 miles from New York City, located in Springfield, New Jersey.  We can represent anyone in the United States.


Super Lawyers Reception

Harrison  Gordon & Steve Schepps at the Super Lawyer Reception November, 2016 at the Manor,
West Orange, NJ
Harrison  Gordon & Steve Schepps at the Super Lawyer Reception November, 2016 at the Manor, West Orange, NJ